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Austin Compliance Roundtable – Sep. 2019
September 24 @ 11:30 am
Evolutions in Regulatory Standards: The New and the “Older”
We consistently hear that the “fiduciary standard” and “senior investors” are top priorities for the financial services industry and its various regulators. However, we often cannot spend enough time diving into the “weeds” to discuss practical issues surrounding both. So join us as we visit with Andrew Rosell and Ronak Patel of Winstead PC in taking a closer look at how financial service firms and their compliance leaders can best ha …More Details on Event Website